Bauer, Captain & Johnson is an independent Securities and Exchange Commission (SEC) Registered Investment Advisor and we acknowledge and accept a fiduciary responsibility with our clients. Our size is large enough to provide “scale” and cost efficiencies, yet small enough to always maintain client intimacy and the ability to provide custom, life-relative solutions to our clients.

Our work is always guided by our five core values:

• Credibility - Our professional mission is to give you unbiased and knowledgeable advice. To that end, we strive to be credible and confident in the advice that we provide.
  
• Reliability - We are committed to demonstrating our service and advice in a consistent manner, and committed to meeting your expectations.
  
• Client Intimacy - It is important for us to be available - to help you with your financial decisions, to provide insight in other areas as requested, and sometimes just to listen. It is our hope that you are comfortable discussing anything with us and that you know our conversations will be held in confidence.
  
• Client Focus - We are grateful for the opportunity to coach our clients so they may make wise decisions regarding their wealth. Although we have personal aspirations of building and maintaining a profitable and rewarding wealth advisory practice, we intend for our direct actions to reflect only a client’s personal needs and agenda.
  
• Independence – Our advice and recommendations are unencumbered by the influences of third parties. We work for our clients.